Senior Compliance Manager - Funds Management

We are partnering with a leading global investment manager to support the recruitment of a Senior Compliance Manager to work closely as 2IC with the APAC Head of Compliance in managing all compliance responsibilities for the Australia entity. 

This firm is open to buy and sell-side candidates working across broad listed and unlisted asset classes and is an excellent opportunity to join a large global fund manager with huge growth potential on offer alongside access to global senior leaders in the business.

Key Responsibilities will include:

• Ensure compliance with applicable regulatory requirements and market best practice, including AML, Sanctions, Marketing and Distribution compliance.
• Manage incidents and breaches, ensuring they are appropriately assessed remediated and reported
• Oversee regulatory and licensing matters, including licence application, variation, cessations and related licensing reporting requirements
• Manage the first line to ensure compliance with applicable law, regulation and policies
• Build strong relationships with relevant stakeholders and provide active advice on all compliance related matters
• Aid multiple projects from a regulatory perspective within regulatory change etc.

Key Requirements will include: 

• At least 5 years' senior experience within a relevant risk/compliance role within a relevant industry i.e. Investment Management, Asset Management, Consulting etc.
• Strong AFSL knowledge and experience engaging with relevant regulatory requirements
• Holder of a relevant degree in Law, Accounting, Business, Finance, Economics or other related field.
• Knowledge of fixed income, equities, listed ETF's and LIT's is an advantage
• Strong technical knowledge and ability to work in a lean team meeting key deadlines as required.
• Strong communication ability both locally and with global teams as needed.

If you are interested in this opportunity apply with your CV now or contact Sean at ****@kaizenrecruitment.com.au for more information.

#SCR-amanda-chisholm
#SCR-sean-keogh

Reference number: 1726090

Company: Kaizen Recruitment

Date posted: 9th Jun, 2026